Lost in the System?
We Can Help
We Can Help
Site Map
- Home
- Firm Overview
- Attorney Profile
- Practice Areas
- Securities Law
- Account Churning
- Breach of Fiduciary Duty
- Fraud
- Misrepresentation
- Negligence
- Unauthorized Trading
- Pricing Violations
- Unsuitable Investments
- Failure to Protect Assets
- Overconcentration
- Margin Account Abuse
- Excessive Trading
- Brokerage Firm Liability
- Deceptive Broker Acts
- Variable Annuities
- Direct Participation Programs
- Non-Traded REITs
- Variable Life Insurance
- Front Running
- Mutual Fund Switching
- Auction Rate Securities
- Pump and Dump Schemes
- Boiler Room Schemes
- Penny Stock Fraud
- Failure to Supervise
- FINRA
- Equity-Linked Notes
- Failure to Execute Trades
- Exchange Traded Funds
- Closed End Funds
- Managed Futures Funds and Commodity Trading Advisors
- Stuffing
- Private Placements Under Regulation D
- Reverse Convertible Notes
- Tenant-in-Common Investments
- FINRA Rule 3110
- FINRA Rule 2090
- Financial Elder Abuse
- Unit Investment Trusts
- Securities Backed Lines of Credit
- Oil and Gas Investments
- Failure to Protect Profits
- Timely Execution of Orders
- Break Point Selling
- Short Selling (Short and Distort)
- Business & Civil Litigation
- Alternative Dispute Resolution (ADR)
- Securities Law
- Recent Results
- Articles
- Current Investigations
- Featured Investigation: December 2020
- Featured Investigation: November 2020
- Featured Investigation: October 2020
- Featured Investigation: September 2020
- Featured Investigation: August 2020
- Featured Investigation: July 2020
- Featured Investigation: June 2020
- Featured Investigation: May 2020
- Featured Investigation: April 2020
- Featured Investigation: March 2020
- Featured Investigation: February 2020
- Featured Investigation: January 2020
- Featured Investigation: November 2019
- Featured Investigation: October 2019
- Featured Investigation: September 2019
- Featured Investigation: August 2019
- Featured Investigation: July 2019
- Featured Investigation: June 2019
- Featured Investigation: May 2019
- Featured Investigation: February 2019
- Featured Investigation: January 2019
- Featured Investigation: December 2018
- Featured Investigation: November 2018
- Featured Investigation: October 2018
- Featured Investigation: September 2018
- Featured Investigation: August 2018
- Featured Investigation: July 2018
- Featured Investigation: May 2018
- Featured Investigation: April 2018
- Featured Investigation: March 2018
- Contact Us
- Disclaimer
- Privacy Policy
- Terms of Service
- Coronavirus (COVID-19) Update